L1017 - 2559 - HK - Compliance Officer - Investment - 3-5 years

Job Title
L1017 - 2559 - HK - Compliance Officer - Investment - 3-5 years
Job Location
Hong Kong
Job Type
Job Description

My client is a leading investment banking and technology company, with the regional headquarters in Singapore. This is a sole role based in Hong Kong.


Title: Compliance Officer


Responsibilities include:

  • Liaising with Hong Kong regulators.   
  • Planning and execution of compliance controls, monitoring and surveillance.
  • Reviewing and ensuring the company’s local websites are compliant with applicable laws.
  • Advising on compliance related issues in relation to licensing, Anti Money Laundering and Know-Your-Customer, product development, marketing advertisements etc.



  • 3 to 5 years of compliance experience, preferably from a financial intermediary
  • Good working knowledge of applicable HK financial legislation as well as subsidiary regulation with experience in managing relationships with regulators

Alice Poh

@ Alice Poh Jin Sin

EA License No.: 16S8107

Compliance and Regulatory