Compliance & Risk Manager | > 7 years | Asset Manager | Singapore

Job Title
Compliance & Risk Manager | > 7 years | Asset Manager | Singapore
Job Location
Singapore
Job Type
Permanent
Job Description

Client: Leading Asset Management firm

Position: Compliance & Risk Manager

Requirements for the role

  • A relevant Bachelor’s degree.
  • At least 7 years of relevant Compliance and Risk Management experience in asset management, banks and/or big public accounting firms. Familiarity with operations and regulations in asset management is a must.
  • Experience in dealing with regulators such as MAS and FSS, knowledge of other ASEAN jurisdictions’ regulation will be an advantage.
  • Familiar with operational and investment risk management such as technology and financial risk assessment (BCP, TRM, AML, CFT, etc.)

Responsibilities

  • Review and evaluate compliance and risk management issues/concerns within or outside the organization.
  • Develop, maintain and revises policies and procedures for the all compliance and risk management programs.
  • Implement policies and procedures concerning regulations.
  • Monitor and oversee all compliance and risk management activities in the firm.
  • Ensure compliance of the company’s policies and procedures to prevent any potential regulatory violations.
  • Handle all internal and external compliance audits and risk management assessments and respond to all regulatory requests and related issues.
  • Preparing relevant reports to senior management.

 

Job ID: L0918 - 2734 - SG

If interested, please contact Shanice Lim at +65 6535 8255 or shanice.lim@recruit-legal.com for a confidential discussion. 

 

Specializations
Compliance and Regulatory