L0618 - 2676 - SG - Compliance & Risk Director - Asset Management - 7-8 years

Job Title
L0618 - 2676 - SG - Compliance & Risk Director - Asset Management - 7-8 years
Job Location
Job Type
Job Description

My client is an Asset Management Company and they are seeking a Compliance & Risk Director to join them.


  •          Leading the local Compliance and Risk function with accountability to design, develop, implement and maintain the Risk Management Framework, and an effective compliance strategy, infrastructure and associated policies
  •          Assist the Senior management in the formulation and maintenance of risk appetite, tolerances and limits, having regard to the strategy and business plans and the risk/return profile of the business.
  •          Providing the Board and Senior Management with expert guidance, support, oversight and independent challenge
  •          Monitoring regulatory developments, and assessing their relevance to the business
  •          Responsible for managing the compliance monitoring program and ongoing review of the Compliance Manual and Policies and Procedures  
  •          Ensure anti-money laundering, countering terrorist financing (AML/CFT) and Anti-Bribery and Corruption systems and controls are adequate
  •          Act as the main point of contact with MAS



  •          Law degree strongly desirable, or other relevant compliance professional qualifications
  •          Experience in financial services business and liaising with regulators is preferable
  •          Demonstrate ability in handling senior stakeholders and management


Alice Poh Jin Sin

EA License No.: 16S8107| R1551173

Compliance and Regulatory