L0518 - 2667 - HK - Head of Compliance - Banking- > 10 Years

Job Title
L0518 - 2667 - HK - Head of Compliance - Banking- > 10 Years
Job Location
Hong Kong
Job Type
Permanent
Job Description

Responsibilities

  • Provide advisory support on compliance matters relating to general compliance and corporate banking products and services.
  • Ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of general compliance and corporate banking
  • Review customer communication materials/correspondence with regulatory bodies regarding general compliance and corporate banking.
  • To ensure that all the necessary general compliance and corporate banking compliance related documentation is properly maintained and updated.
  • Provide training on general compliance and corporate banking compliance and promote compliance awareness among the associates.

Requirements:

  • Degree holder preferably in Accounting, Law or related disciplines
  • Minimum 10 years’ relevant compliance experience in financial institutions
  • Familiar with the banking ordinance and rules, codes and guidelines issues by HKMA 
  • Solid experience in corporate and commercial banking compliance and general compliance in banking sector
  • In-depth understanding of regulatory framework and solid experience in dealings with regulators
  • Committed to maintain robust compliance culture and high ethical standards

 

Kate Chang Chu Yan

EA License No.: 16S8107 | EA Personnel Registration No.: R1332479

Specializations
Banking & Finance
Compliance and Regulatory