Compliance Manager | 5 years | Bank | Hong Kong

Job Title
Compliance Manager | 5 years | Bank | Hong Kong
Job Location
Hong Kong
Job Type
Job Description


lPreform review and ensure compliance with internal policies/guidelines as well as external regulatory requirements

lPrepare reports to management and other departments for compliance and risk management related issues

lCo-ordinate monthly meeting with relevant parties in relation to risk management and compliance issues

lAssist in developing, updating and reviewing policies, procedures, guidelines from the compliance perspective

lHandle ad hoc tasks assigned by the supervisor



lDegree holder in Business Administration or related disciplines

lAround 5 years’ experience in compliance, operational risk or internal audit perspectives of securities or banking industry

lGood understanding of relevant policies, procedures, practices and rules issued by HKMA, SFC, HKEX and other regulatory bodies

lProficiency in both spoken and written English and Chinese, Putonghua a plus


How to Apply Please write in to with your full resume (in MS-Word format), stating your current (if applicable) and expected salary, and availability. Alternatively, please click the "Apply Now" button below or call Kita at (852) 2169 0868 for a confidential discussion.

Compliance and Regulatory