Compliance Manager | 4-10 years | Brokerage firm | Singapore

Job Title
Compliance Manager | 4-10 years | Brokerage firm | Singapore
Job Location
Singapore
Job Type
Permanent
Job Description

Client: Renowned Brokerage Firm 

Position: Compliance Manager/Senior Executive

 

Job scope: 

- Onboarding of counterparties and customers

- Regulatory Compliance including conducting transaction monitoring and surveillance

- Act as main MAS liaison

- Assess New initiatives for compliance and legal matters including for non-regulated businesseses

- Knowledge on AML/KYC tools, SFA, FAA, exchange regulations (eg. CME, ICE, SGX)

- Direct derivatives experiences will be an advantage

 

Interested candidates please contact Shanice Lim (R1767818) at +65 65358255 or shanice.lim@recruit-legal.com for a confidential discussion. 

 

Job Number: L0219 - 2765 - SG 

Specializations
Compliance and Regulatory