Compliance Manager | >4 years | Asset Management | Singapore

Job Title
Compliance Manager | >4 years | Asset Management | Singapore
Job Location
Job Type
Job Description

Client: Asset Management start up


JOb Description:

  • Conduct client due diligence including preliminary screening of potential clients against various databases
  • Responsible for correspondence and reporting with regulatory bodies (MAS, etc.) on compliance matters, and following up on compliance issues that require investigation
  • Conducting internal reviews and audits
  • Maintain hardcopies and softcopies of records of company
  • Develop and review all policies, manuals, SOPs and forms relating to
  • Keep track of MAS notifications and updates, and other regulatory and compliance changes
  • Admin duties and ad-hoc assignments


  • Minimum 4 years’ experience in a similar role in a bank or financial institution in Singapore
  • Self-starter, entrepreneurial, comfortable working in teams and individually
  • Good attitude, willingness to perform ad-hoc tasks, ability to learn quickly on the job required


Interested candidates please contact Shanice Lim at +65 6535 8255 or for a confidential discussion.

Job ID: L0818 - 2724 - SG 

Compliance and Regulatory